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  1. 13D Research & Strategy

    Aug 28, 2001 · 13D’s two weekly publications give investors and leaders an advantage over the markets. We provide in-depth research on past and present themes, as well as our original, …

  2. Understanding Schedule 13D: Filing Process & Key Requirements

    Aug 26, 2025 · Schedule 13D is a form filed with the SEC when someone acquires more than 5% of a company's voting shares. Filing Schedule 13D is necessary for transparency, informing …

  3. 17 CFR § 240.13d-1 - Filing of Schedules 13D and 13G.

    (1) A person who would otherwise be obligated under paragraph (a) of this section to file a statement on Schedule 13D (§ 240.13d-101) may, in lieu thereof, file with the Commission, a …

  4. Exchange Act Sections 13 (d) and 13 (g) and Regulation 13D-G …

    Jul 11, 2025 · Answer: Yes. The customer is “deemed” to have acquired beneficial ownership of greater than five percent of the class pursuant to Rule 13d-5 (a) and, therefore, must file a …

  5. Schedules 13D and 13G - Investor.gov

    When a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act, …

  6. Schedule 13D - Wikipedia

    Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of …

  7. Understanding Schedule 13D and 13G SEC Filings: When to file, …

    Jun 10, 2025 · Schedule 13D serves as the comprehensive disclosure document for investors who acquire 5% or more of a company’s voting securities with active investment intent. This …

  8. Schedule 13G vs: Schedule 13D: Key Differences Explained

    Apr 11, 2025 · Schedule 13D is a filing required by the Securities and Exchange Commission (SEC) for any person or group of persons who acquire beneficial ownership of more than 5% …

  9. Schedule 13D Filing - Overview, Requirements, Shareholders >5%

    A 13D is a form that must be filed with the SEC whenever an individual, company, or fund acquires a greater than 5% stake in another company. This is measured by shares …

  10. Understanding Schedule 13D: The Importance of Disclosing …

    Jun 29, 2025 · Schedule 13D, also referred to as a “beneficial ownership report,” is a crucial form that must be filed with the Securities and Exchange Commission (SEC) when an individual or …